Fiduciary Services 3(21) and 3(38)

As a retirement plan sponsor, you’re focused on providing your employees with the resources they need to take control of their financial future. At the same time, this isn’t a responsibility you take lightly, as you want to make sure that you fully understand and comply with the necessary regulatory obligations.

As an SEC-registered investment advisor with more than 30 years of experience in advising retirement plans, H&A’s team of financial professionals are well-qualified to be your retirement plan fiduciary partner. Our comprehensive 3(21) and 3(38) fiduciary services serve as the roadmap to fulfilling your ERISA fiduciary responsibilities. We will help you create a fiduciary process that enables efficient coverage for the key areas of service, investments, fees and expenses, and disclosures.